Joshua McCarthy

General Counsel & Chief Compliance Officer

Mr. McCarthy joined the DDJ legal department in 2003 and has over 19 years of experience in the legal profession. As General Counsel, Mr. McCarthy is responsible for overseeing DDJ’s legal affairs and providing counsel related to the firm’s investment management activities. In addition, in his role as Chief Compliance Officer, Mr. McCarthy administers DDJ’s compliance program, including the firm’s annual compliance review conducted pursuant to the requirements of the Investment Advisers Act of 1940. He is also a member of the Management Operating, Remuneration, and Fair Value Committees. Prior to joining DDJ, Mr. McCarthy worked as an associate in the business practice group at Testa, Hurwitz & Thibeault, LLP, where he represented various publicly and privately held companies as well as venture capital partnerships. Mr. McCarthy received his JD from Duke University School of Law, magna cum laude, and his AB from Duke University, magna cum laude. Mr. McCarthy is a member of the bar of the Commonwealth of Massachusetts.